Drew is CCO for Principal Global Investors, Principal Real Estate Investors, Principal Enterprise Capital, Principal Financial Advisors, PGI Hong Kong, and RobustWealth. He has responsibility for day to day oversight of the Firm’s global compliance department which provides both direct and indirect oversight and support to more than eight domestic and seven international affiliated entities.
Drew has over 15 years of experience in financial services in various roles in compliance, operations, and client service. Prior to joining the Firm, Andrew was most recently an AVP, Compliance at Oppenheimer Funds, Inc. Andrew speaks on compliance best practices on industry panels and at industry conferences and was an Editorial Board Member for “Modern Compliance – Best Practices For Securities & Finance”(Wolters Kluwer) as well as a co-contributing author for the chapter titled “Compliance and Risk Management”. He holds a B.A. from Seton Hall University.